Daphne Matthews
Executive Director at Mizuho
Florida, United States
Summary
👤
Senior🎓
Top SchoolDaphne Matthews is an experienced compliance and legal executive with over 20 years advising investment banks on conflicts management, equity research, and business selection. As Head of the US Conflicts Management Office at Mizuho and former head of global conflicts at RBC Capital Markets, she blends deep regulatory expertise with pragmatic risk mitigation across complex cross-border deals. A New York attorney and FINRA Dispute Resolution Arbitrator, she pairs courtroom-caliber judgment with hands-on policy design and operational oversight. Her career includes senior roles at JPMorgan, PJT Partners, and FTI Consulting, reflecting an ability to scale compliance programs in both advisory and in-house settings. A Dartmouth economist with a JD from New York Law School, she is based in Florida and known for translating nuanced legal standards into actionable controls that protect revenue and reputation. Notably, she brings a rare combination of front-line conflicts adjudication and program leadership that helps institutions navigate evolving regulatory expectations.
11 years of coding experience
10 years of employment as a software developer
BA Economics, BA Economics at Dartmouth CollegeDoctor of Law (JD), Doctor of Law (JD) at New York Law School
Github Skills (5)
react9
javascript8
weka2
trajectory-optimization1
multidimensional-scaling1
Programming languages (5)
Github contributions (5)
daphnechen/daphnechen.github.io
Sep 2015 - Feb 2017
Contributions:17 pushes, 2 branches in 1 year 5 months
daphnechen/Hackathon-Calendar
Sep 2015 - Jun 2016
Contributions:8 PRs, 10 pushes, 2 branches in 9 months
reactjsjavascriptreactpast
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