Kevin Kozak
FINRA Arbitrator
New York, New York, United States
Summary
👤
Senior🎓
Top SchoolKevin Kozak is a seasoned risk, control, and compliance leader with 17 years of experience building and scaling governance frameworks across major financial firms and now serving as an independent FINRA arbitrator in New York. He has a track record of designing firm-wide testing and surveillance programs, embedding SOX and SEC Financial Responsibility disciplines, and applying data-driven monitoring to detect control gaps and potential fraud. Kevin has repeatedly created in-business risk and control functions adopted across global lines, blending hands-on analytics with senior-level influence to drive remediation and accountability. Known as a mentor and educator, he elevates operational resiliency through training, dashboards, and practical self-assessment infrastructures that make complex regulatory requirements manageable.
17 years of coding experience
13 years of employment as a software developer
Bachelor of Business Administration (BBA), Accounting and Finance, Bachelor of Business Administration (BBA), Accounting and Finance at Pace UniversityMaster of Business Administration (M.B.A.), Finance, Master of Business Administration (M.B.A.), Finance at Saint John's University
Github Skills (19)
ios7
ruby7
android7
netsuite7
android-apps6
api-client6
google5
rest5
api5
automation5
fastlane5
react-native5
tar4
extraction4
mobile4
Programming languages (1)
Github contributions (5)
kevinj/magicdeerjewellery.com
Jan 2009 - Jul 2010
Contributions:105 commits in 1 year 5 months
lukec/vantrash
Jul 2009 - Nov 2010
Contributions:229 commits in 1 year 5 months
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