Summary
Mike Klimek is a retired brokerage and wealth operations leader with over 30 years of deep industry experience, including extensive program and conversion management at TD Wealth. He has led risk, privacy, and process-reengineering initiatives using Lean and Six Sigma to deliver complex platform conversions, operational efficiency projects, and client migrations on time and within regulatory guidelines. As a people manager and business consultant he built and coached cross-functional teams in business analysis, client conversion, and operational excellence. A subject-matter expert in introducing broker and firm conversions, he played key roles in migrations for TD Ameritrade, CT Securities and several boutique firms. Even in retirement he brings a pragmatic, systems-oriented mindset and a track record of turning regulatory and operational complexity into auditable, manageable processes. Based in Old Toronto, he now focuses on travel and life beyond the desk while remaining connected to industry best practices.
12 years of coding experience
5 years of employment as a software developer
various, Securities, various, Securities at Canadian Securities Institute
Honours BA, Economics / Business, Honours BA, Economics / Business at York University
Honours High School Diploma, Maths / Sciences, Honours High School Diploma, Maths / Sciences at Scarlett Heights Collegiate Institute
Various Courses, Various Courses at TBBFG