Summary
Steven Longo is a senior compliance, supervision, audit and risk executive with over two decades of experience building global supervisory programs and surveillance platforms at major financial institutions including Citigroup, Bank of America Merrill Lynch, JP Morgan and now Wells Fargo. A licensed attorney with a Master’s in Risk Management, he has led large teams (150+), navigated high‑stakes regulatory examinations (SEC, FINRA, OCC, FRB) and driven remediation of consent orders and enforcement actions. Known for blending legal rigor with operational pragmatism, he designs controls and QA frameworks that reduce operational risk while scaling across products and jurisdictions. He has deep capital markets and trading oversight expertise—from market conduct investigations at NYSE to automated surveillance at Citi—and a track record of consolidating fragmented programs into cohesive, cost‑efficient global models. Curious about technology, he also engages with digital and blockchain topics through executive education and has experience bridging compliance with product development for fintech broker‑dealer builds. Colleagues describe him as a proactive, adaptable leader who builds high‑performance teams and turns complex regulatory demands into practical, auditable solutions.
9 years of coding experience
Bachelor's Degree Bachelor of Science in Criminal Justice, Bachelor's Degree Bachelor of Science in Criminal Justice at John Jay College (CUNY)
ExecOnline Certificate Program Leading Effective Decision-Making, ExecOnline Certificate Program Leading Effective Decision-Making at Yale School of Management
Juris Doctor (J.D.) Banking Corporate Finance and Securities Law, Juris Doctor (J.D.) Banking Corporate Finance and Securities Law at Fordham University School of Law
Master's Degree Master of Science in Risk Management, Master's Degree Master of Science in Risk Management at NYU Stern School of Business
Economics of Blockchain and Digital Assets, Economics of Blockchain and Digital Assets at Wharton Executive Education